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Clyde and Co LLP (News)
This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
Clyde and Co LLP (News)
This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
Clyde and Co LLP (News)
This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
Fried Frank (News)
The London Stock Exchange has launched the High Growth Segment of the Main Market. The High Growth Segment allows fast growing businesses which intend in due course to seek a premium listing on the Official List but which do not yet meet the relevant eligibility criteria to be admitted to trading on a specially designed segment of the Main Market...
Clyde and Co LLP (News)
This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
Clyde and Co LLP (News)
This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
Walkers (News)
The Market Authority of the Channel Islands Stock Exchange, in conjunction with the rules committee of the Board, has completed a review of the CISX listing Rules resulting in amendments which came into effect on 31 March 2010 and on 1 March 2012. The Listing Rules have been amended to take into account various matters. This document aims to highlight the key changes made to the Listing Rules and to summarise such changes...
Nabarro (News)
The London Stock Exchange has announced the creation of a fourth listing option on its London stock exchanges. Complementing the existing listing options of a premium or standard listing on the main market or a listing on AIM, the High Growth Segment offers a fourth option for fast growing companies which have aspirations to a future full listing in London and want something more than an AIM listing but less than a full listing...
Walkers (News)
Making investments in United Kingdom property through offshore investment structures can offer significant benefits to investors. Amongst such benefits are the light touch regulatory environment in Jersey, potential stamp duty savings and tax transparency, an ability to obtain greater liquidity and to spread the risk of the investment, as well as potentially advantageous treatment under the UK's income, capital gains, inheritance and value added tax regimes...
Squire Sanders (News)
Topics in this issue:
  • London Stock Exchange: the New High Growth Segment of the Main Market has Opened for Business
  • Reminder: the New UK Financial Regulatory Regime is Now in Place
  • Corporate governance: shareholders: PIRC publishes a revised edition of its UK Shareholder Voting Guidelines
  • FCA is set to be a Proactive and Transparent Regulator, Adopting a Strong Line on Enforcement to Deter Future Misconduct
  • FCA: New Power to Publish Information About Warning Notices
  • Higher Fines for Breaches of the UKLA’s Rules: Precedent Set in a Recent Case
  • Initial Public Offerings: the ICAEW Publishes New Guidance on Financial Position and Prospects Procedures
  • Corporate Governance: Executive Remuneration: the Local Authority Pension Fund Forum has Issued Guidelines on Directors’ Pay Aimed at FTSE 350 Companies
  • Corporate Governance: New Share Owner Group to Voice Trade Union Views in Corporate Governance Debates at FTSE 350 AGMs
  • Corporate Governance: Women on Boards: Lord Davies Publishes His Second Annual Review Which Shows an Increase in the Number of Women in the Boardroom and Indicates His Continuing Commitment to a Self-Regulatory Approach
  • Linklaters LLP (News)
    Topics in this issue:
  • London Stock Exchange launches High Growth Segment
  • New charges registration regime
  • Burges Salmon LLP (News)
    This note considers some of the structures available to an AIM Company seeking to raise further funds by issuing new shares...
    Mayer Brown LLP (News)
    On 27 March 2013, the London Stock Exchange launched the High Growth Segment, a new Main Market segment which sits alongside the LSE's existing Premium and Standard segments and provides an alternative route to market for European companies...
    Orrick LLP (News)
    Topics in this issue:
  • Financial Industry Developments
    CFTC No-Action Relief for Commodity Pools
    Fed Final Rule on Financial Supervision
    Rating Agency Developments
  • Asset Management
    SEC No-Action Relief Under the JOBS Act
  • Recent Orrick Alerts
    London Stock Exchange High Growth Segment - An Interesting Halfway House but Will It Work?
  • RMBS Litigation
    District Court Dismisses with Prejudice Loreley CDO Lawsuit
    District Court Grants J.P. Morgan's Motion for Summary Judgment Against Dexia in RMBS Suit
    New York Appellate Court Rejects MBIA's Pursuit of Rescissory Damages
    Bank of America Reaches Pre-Litigation Settlement with NCUA for RMBS Losses
  • European Financial Industry Developments
    Bundesbank Opens Deutsche Bank Investigation
    UK Financial Services Regulatory Handover
  • Orrick LLP (News)
    The new High Growth Segment of the London Stock Exchange’s Main Market opened on 27 March 2013...
    Ashurst (News)
    On 27 March 2013, the London Stock Exchange launched the new High Growth Segment...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    CMS Cameron McKenna LLP (News)
    High-growth companies now have a new route to market in the UK following the introduction on 27 March 2013 of a dedicated segment of the UKLA’s Main Market...
    Kemp Little LLP (News)
    The OFT has recently published its decision approving the acquisition of LCH. Clearnet Group Limited by the London Stock Exchange Group plc...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Wragge and Co LLP (News)
    The London Stock Exchange is in the process of launching a High Growth Segment of its Main Market. Its purpose, according to Greg Clark, financial secretary to the Treasury, is to attract companies who will be "a key driver of job creation" and "vital to delivering the recovery". Responses to its consultation have been requested by 8 March 2013 with the new segment expected to go live in mid-March...
    Linklaters LLP (News)
    Topics in this issue:
    • New legislation to facilitate buy-backs of employee shares by private companies
    • PIRC 2013 voting guidelines: tough approach to director remuneration and accounting standards
    • Proposed new guidance from FSA
    • New LSE High Growth Segment - consultation on rulebook
    • Competition Commission proposes remedies to address lack of competition in the audit market
    Dechert LLP (News)
    The Department for Business, Innovation and Skills announced in September 2012 that it had developed proposals with the London Stock Exchange to attract high growth companies to list their businesses on the LSE...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    CMS Cameron McKenna LLP (News)
    The Model Code requires directors and other persons discharging managerial responsibilities in listed companies to obtain clearance before they deal in their company's shares...
    Ashurst (News)
    The London Stock Exchange has announced its plans for a new market segment, to be called the High Growth Segment...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Squire Sanders (News)
    Topics in this issue:
  • London Stock Exchange (‘LSE’): the LSE publishes the rulebook for the new High Growth Segment of the Main Market to be launched in March
  • UK financial services regulation: up-date on the progress of the Government’s reforms
  • Corporate governance: directors: ICSA publishes new guidance for non-executive directors
  • Corporate governance: executive remuneration: major pension funds and investors issue new guidance on executive remuneration to enhance long-term business success
  • Corporate governance: financial reporting: the FRC consults on the implementation of recommendations made by the Sharman inquiry into going concern and liquidity risks
  • Corporate governance: the UK Corporate Governance and Stewardship Codes: the FRC reports on the impact and implementation of the Codes during 2012 and highlights topics of note for 2013
  • EU: the EU Commission launches a consultation on the cross-border transfer of registered offices
  • Hogan Lovells (News)
    After a long winter of anticipation following BIS' announcement of proposals last autumn, the London Stock Exchange has finally announced its proposals for a new High Growth Segment to the Main Market, which is expected to be launched in March 2013...
    Clyde and Co LLP (News)
    This weekly update summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Chadbourne and Parke LLP (News)
    In January 2013, the Securities and Exchange Commission approved amendments to the listing rules of the New York Stock Exchange (NYSE) and the Nasdaq Stock Market regarding the independence of compensation committee members and advisers...
    Walkers (News)
    The Channel Islands Stock Exchange has recently completed a review of the CISX Listing Rules resulting in amendments which will come into effect on 1 February 2013...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week...
    Mayer Brown LLP (News)
    On 30 November 2012, the Hong Kong Stock Exchange published its Consultation Conclusions on Rule Changes Consequential on the Enactment of the Securities and Futures (Amendment) Ordinance 2012. This legal update focuses on the impact of new Listing Rule 37.47, effective 1 January 2013, on companies with listed debt securities on the Hong Kong Stock Exchange...
    Appleby (News)
    Many institutional investors are constrained by their internal investment policies or by regulation to investing in securities which are listed, or to limit their exposure to investments that are not listed, on stock exchanges recognized for the purposes of such restrictions...
    Appleby (News)
    The Channel Islands Stock Exchange provides recognised facilities for the listing and trading of debt instruments and securities issued by companies and other forms of investment vehicles...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    European Commission (News)
    The European Commission has taken action to break the glass ceiling that continues to bar female talent from top positions in Europe’s biggest companies. The Commission has proposed legislation with the aim of attaining a 40% objective of the under-represented sex in non-executive board-member positions in publicly listed companies, with the exception of small and medium enterprises...
    European Commission (News)
    The purpose of the proposal is to substantially increase the number of women on corporate boards throughout the EU by setting a minimum objective of a 40% presence of the underrepresented sex among the non-executive directors of companies listed on stock exchanges and by requiring companies with a lower share of the under-represented sex among the nonexecutive directors to introduce pre-established, clear, neutrally formulated and unambiguous criteria in selection procedures for those positions in order to attain that objective...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Hogan Lovells (News)
    Topics in this issue:
  • A new frontier - amendments to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules
  • A step back in time? New FSA consultation paper CP 12/25
  • Changes to SFO Bribery Act guidance
  • The Nuttall Review: government takes action over employee ownership
  • ICSA consults on improving engagement practices between companies and institutional investors
  • New Issue 5 of Inside AIM published
  • Narrative reporting - details of the new structure published
  • Profiting from uncertainty: how companies are adapting to the new order
  • Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Clyde and Co LLP (News)
    This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange...
    Squire Sanders (News)
    Welcome to the latest in series of regular alerts containing a round-up of news from our capital markets practice. Corporate governance is again in the news and we bring you details of changes in this area, as well as of developments in other areas of interest...
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