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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The Training and Competence sourcebook (TC) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, CASS and CONC are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
Part 1 of Financial crime: a guide for firms is amended in accordance with Annex A to this instrument. Part 2 of FC is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)

What’s in this update?

  • publications issued since the last edition
  • information about recent Handbook-related and other developments
  • other publications - consumer publications, guidance consultations and finalised guidance
  • an updated timetable for forthcoming publications
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
As part of an investigation by the Financial Conduct Authority Manjeet Singh Mohal (DOB: 03/04/1957), Reshim Birk (DOB: 18/11/1961) and Surinder Pal Singh Sappal (DOB: 19/08/1963) all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing, contrary to Sections 52(1) and 52(2)(b) of the Criminal Justice Act 1993...
Financial Conduct Authority (FCA) (News)
Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
In November 2014, the FCA consulted on proposed examples of good practice from two thematic reviews that considered small banks’ anti-money laundering and financial sanctions, and small commercial insurance brokers’ anti-bribery and corruption, systems and controls...
Financial Conduct Authority (FCA) (News)
The FCA believes that Montana Leon LP, an English limited partnership, is a collective investment scheme offering a share in a lease of a gold mine that has been set up in breach of the Financial Services and Markets Act 2000...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
If you bought a card security product with one of the product names listed below from a bank, credit card issuer, or from a firm called Affinion International Limited, you may be entitled to compensation. Find out how to vote on the way your compensation claim will be handled...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 24 March, 4 April and 23 April 2015, and rules also made by the Financial Ombudsman Service Ltd on 20 April 2015. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
There are three different material change forms for the UK National Private Placement Regime: Article 36, Article 42 and Small Third Country...
Financial Conduct Authority (FCA) (News)
The FCA has fined Moorhouse Group Limited £159,300 for failures in relation to the oversight and control of its telephone sales and in particular the sale of commercial vehicle add-on insurance products during 2012...
Financial Conduct Authority (FCA) (News)
The FCA has handed Deutsche Bank AG a £227 million ($340 million) fine, its largest ever for LIBOR and EURIBOR-related misconduct...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 5, PRIN 3 and PRIN 11 related to wholesale conduct, benchmarks, failing to be open and co-operative and culture/governance in the investment bank sector...
Financial Conduct Authority (FCA) (News)
Merrill Lynch International has been fined £13,285,900 by the FCA for incorrectly reporting 35,034,810 transactions and failing to report another 121,387 transactions between November 2007 and November 2014....
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of SUP related to transaction reporting in the investment bank sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
There are three different material change forms for the UK National Private Placement Regime: Article 36, Article 42 and Small Third Country. It is your responsibility to ensure that you complete the appropriate material change notification form for your category. You can notify us of changes to up to 13 AIFs in one notification. If you have more than 13 AIFs, you will need to complete another notification form...
Financial Conduct Authority (FCA) (News)
FCA power to direct timing of applications for permission and registration...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, SYSC, GEN, FEES, IFPRU, MIPRU, IPRU(INV), COBS, SUP, COMP, LR, DTR and PERG are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Fees manual (FEES) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Fees manual (FEES) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Fees manual (FEES) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Fees manual (FEES) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, SYSC, COND, FIT, GENPRU, BIPRU, INSPRU, IPRU(FSOC), IPRU(INS), IPRU(INV), COBS, ICOBS, SUP, COMP, RCB, EG and PERG are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, TC, MIPRU, MCOB, SUP, COMP, PROF, PERG and RPPD are amended in accordance with the Annexes to this instrument...
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