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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA is publishing rules on 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service general levy, and the Money Advice Service...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Additional rules for payday lenders and other firms offering high-cost short-term credit take effect from 1 July 2014...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA reports on the main issues arising from Consultation Paper 14/9* (Client Money in Individual Savings Accounts) and publish the final rules...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA under its legislative powers on 26 June 2014. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA has contacted a number of our Authorised firms identified as a clearing member and client of a Central Counterparty to advise them that authorised or recognised CCPs under European Market Infrastructure Regulation (Regulation 648/2012/EU) are required to calculate hypothetical capital information...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Commenting on recommendations from the Financial Policy Committee, the Financial Conduct Authority said: "Following the FPC’s recommendations today, the FCA will consult on general guidance which will provide details on how we propose to follow the recommendation on loan to income ratios..."
Financial Conduct Authority (FCA) (News)
Introduction to ONA has been published...
Financial Conduct Authority (FCA) (News)
Introduction to Gabriel has been published...
Financial Conduct Authority (FCA) (News)
Introduction to FCA handbook principles rules has been published...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Voluntary Application for Imposition of Requirement: Wonga Group Limited has been published...
Financial Conduct Authority (FCA) (News)
Under section 277A of the Financial Services and Markets Act, an operator of a scheme recognised by section 272 of FSMA must provide any information to us that the FCA asks for, when the FCA asks for it, so that the FCA can determine whether the requirements for making an order for such a scheme are satisfied...
Financial Conduct Authority (FCA) (News)
Wonga, the UK’s biggest payday lender, has entered an agreement with the FCA which will see it pay compensation of over £2.6m to around 45,000 customers for unfair and misleading debt collection practices...
Financial Conduct Authority (FCA) (News)
The FCA has charged Damian Frank Clarke, a former equities trader at Schroders Investment Management Limited, with 9 counts of insider dealing, contrary to Section 52(1) of the Criminal Justice Act 1993...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This discussion paper by the FCA invites views on how we should recover from firms the costs of administering the regulatory gateway...
Financial Conduct Authority (FCA) (News)
Find out how you can make a claim and comment on the FCA’s plan to distribute money to investors...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Vasavan Thambhiah...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Sultan Ahmed...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Mohammed Ayoob...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
The proposed guidance sets out what the FCA would expect to see on annuity comparison websites to ensure that they are fair, clear and not misleading...
Financial Conduct Authority (FCA) (News)
The FCA has published a statement on how the FCA will address serious failings of standards in firms...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA gave a firm a Warning Notice on 30 April 2014 proposing to take action in respect of the conduct summarised in this statement...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Paul Catterall...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Mohammed Dudu Miah...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Global Trading Scotland Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Currencies House Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Biottha Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Al-Madina Travel & Finance Limited...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA has fined both Credit Suisse International and Yorkshire Building Society for failing to ensure financial promotions for CSI’s Cliquet Product were clear, fair and not misleading...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Yorkshire Building Society...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Credit Suisse International...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
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