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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
Credit firms need to do more to ensure their adverts and promotions do not mislead potential customers...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Martin Brokers (UK) Ltd...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA has fined Martin Brokers (UK) Ltd £630,000 for misconduct relating to the London Interbank Offered Rate...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association...
Financial Conduct Authority (FCA) (News)
The FCA gave an individual a Warning Notice on 24 March 2014 proposing to take action in respect of the conduct summarised in this statement...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The paper looks at the clarity of fund charges. It is important for investors to be able to understand and compare charges because, with performance and the levels of risk, they contribute to fund returns...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Voluntary Application for Imposition of Requirement: Cheque Centres Limited has been published...
Financial Conduct Authority (FCA) (News)
The FCA publishes the findings from its review of how fund charges are presented...
Financial Conduct Authority (FCA) (News)
A major UK payday lender has exited the single instalment payday loan market and promised to change the way it offers loans and treats customers struggling to repay their debts, following an agreement with the FCA...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Catalyst Fund Management Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Autopromotions Insurance Services Limited...
Financial Conduct Authority (FCA) (News)
On 28 March 2014, the Department of Business, Innovation and Skills published a consultation paper on the proposed UK implementation of Chapter 10 of the EU Accounting Directive...
Financial Conduct Authority (FCA) (News)
What’s in this update?
  • publications issued since the last edition
  • information about recent Handbook-related and other developments
  • other publications - consumer publications, guidance consultations and finalised guidance
  • an updated timetable for forthcoming publications
  • Financial Conduct Authority (FCA) (News)
    Minutes: FCA Board 28 March 2014 has been published...
    Financial Conduct Authority (FCA) (News)
    Minutes: FCA Board 27 March 2014 has been published...
    Financial Conduct Authority (FCA) (News)
    Minutes: FCA Board 31 March 2014 has been published...
    Financial Conduct Authority (FCA) (News)
    Minutes: FCA Board 4 April 2014 has been published...
    Financial Conduct Authority (FCA) (News)
    Two years after publishing TRUP 3 (on 1 March 2012), the FCA is proposing to issue a revised version...
    Financial Conduct Authority (FCA) (News)
    Investment managers should only use client dealing commission to pay for substantive research or costs related to executing trades...
    Financial Conduct Authority (FCA) (News)
    In this Policy Statement the FCA reports on the main issues arising from Consultation Paper 13/17 - Consultation on the use of dealing commission rules, and publish the final rules...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
    Financial Conduct Authority (FCA) (News)
    The Glossary of definitions is amended in accordance with Annex A to this instrument. The Conduct of Business sourcebook (COBS) is amended in accordance with Annex B to this instrument...
    Financial Conduct Authority (FCA) (News)
    The Glossary of definitions is amended in accordance with Annex A to this instrument. The Mortgages and Home Finance: Conduct of Business sourcebook (MCOB) is amended in accordance with Annex B to this instrument...
    Financial Conduct Authority (FCA) (News)
    The Recognised Investment Exchanges sourcebook (REC) is amended in accordance with the Annex to this instrument...
    Financial Conduct Authority (FCA) (News)
    The Prospectus Rules sourcebook (PR) is amended in accordance with the Annex to this instrument...
    Financial Conduct Authority (FCA) (News)
    The Glossary of definitions is amended in accordance with Annex A to this instrument. The Decision Procedure and Penalties manual (DEPP) is amended in accordance with Annex B to this instrument. The Listing Rules sourcebook (LR) is amended in accordance with Annex C to this instrument...
    Financial Conduct Authority (FCA) (News)
    Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
    Financial Conduct Authority (FCA) (News)
    The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
    Financial Conduct Authority (FCA) (News)
    Royal Bank of Scotland plc: Senior Management Attestation has been published...
    Financial Conduct Authority (FCA) (News)
    The FCA placed a requirement on Amalgamated Finance Limited which applies to its Consumer Credit Interim Permission...
    Financial Conduct Authority (FCA) (News)
    This guidance sets out the FCA's expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes...
    Financial Conduct Authority (FCA) (News)
    This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 27 March and 1 May 2014. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
    Financial Conduct Authority (FCA) (News)
    The FCA will be seeking leave to appeal in this matter...
    Financial Conduct Authority (FCA) (News)
    For the conduct of the inquiry into the disclosure on 27/28 March 2014 of the FCA’s Business Plan 2014/15...
    Financial Conduct Authority (FCA) (News)
    In this Policy Statement the FCA reports on the main issues arising from CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to RECC and publish the final rules and guidance...
    Page 6 of 30
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