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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
This affects firms that are subject to the provisions in the EU Short Selling Regulation - Regulation (EU) No 236/2012...
Financial Conduct Authority (FCA) (News)
In this factsheet, the FCA explains the role of the FCA in supervising regulated covered bond programmes and regulated covered bonds, highlight key features of the regime and provide an overview of the FCA’s stress testing of regulated covered bond programmes...
Financial Conduct Authority (FCA) (News)
The FCA is proposing to amend the procedure for processing a direction or determination by the FCA waiving, varying or disapplying requirements under the Consumer Credit Act 1974...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
This protocol sets out the procedures under which the review is to be carried out...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This follows a decision made by another EU Competent Authority...
Financial Conduct Authority (FCA) (News)
The FCA outlines the findings from latest review on how non-financial counterparties calculate the clearing threshold, and how they are complying with the EU Regulation on derivatives, central counterparties and trade repositories...
Financial Conduct Authority (FCA) (News)
For the reasons given in this Notice and pursuant to section 55J of the Act, the Authority has decided to vary the permission granted to AMI Professional Services Limited pursuant to Part 4A of the Act, by removing all of its regulated activities with immediate effect...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Craig Stuart Cameron...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA has published an update on firms’ progress in the handling of payment protection insurance complaints...
Financial Conduct Authority (FCA) (News)
The FCA has fined Craig Cameron £350,000 and banned him from any involvement in FCA authorised firms, after it found that he lacked honesty and integrity in relation to the promotion of three unregulated collective investment schemes to retail investors...
Financial Conduct Authority (FCA) (News)
In an update on its Payment Protection Insurance redress work, the FCA has reported that firms have improved the way they handle complaints...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against GS Cars (UK) Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Douglas Carroll trading as City and Chartered Mortgage Services...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Deutsche Bank AG London Branch has been fined £4,718,800 by the FCA for incorrectly reporting transactions between November 2007 and April 2013...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Deutsche Bank AG...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA has fined The Royal Bank of Scotland and NatWest £14,474,600 for serious failings in their advised mortgage sales business...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Royal Bank of Scotland plc and National Westminster Bank Plc...
Financial Conduct Authority (FCA) (News)
Read this factsheet if you are considering transferring money from your pension fund into a new scheme...
Financial Conduct Authority (FCA) (News)
Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel clarifying the FCA’s use of Attestations...
Financial Conduct Authority (FCA) (News)
The FCA is consulting on the early implementation of the Transparency Directive Amending Directive 2013/50/EU requirement for issuers who are active in the extractive or logging of primary forest industries to prepare a report annually on payments made to the governments in the countries in which they operate...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Exchange of letters between Clive Adamson, FCA director of supervision and Graham Beale, Chairman of the FCA Practitioner Panel clarifying the FCA’s use of Attestations...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Abdul Razzaq...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against UK2PK Limited...
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