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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of APER 1 & FIT related to lack of fitness/propriety in the Mortgages sector...
Financial Conduct Authority (FCA) (News)
The overall value of the residential loan amounts outstanding in Q1 2015 was £1,261.1 billion, an increase of 0.1% compared with Q4 2014 and an increase of 1.5% over the past four quarters...
Financial Conduct Authority (FCA) (News)
The Bank of England and FCA published the latest Mortgage Lenders and Administrators Statistics for the United Kingdom covering the period Q1 2015...
Financial Conduct Authority (FCA) (News)
The FCA published Policy Statement on FCA's proposed changes to FCA's rules following an amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544)...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this individual has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)

The FCA is proposing to:

  • transpose the UK Corporate Governance Code
  • make changes for self-invested personal pension operators
  • make minor amendments to MCOB and TC
  • make minor amendments to various parts of the handbook in relation to the Consumer Rights Act
  • make technical amendments relating to HM Treasury's SME finance measures
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA summarises the feedback we received to the proposals contained in CP15/3 and give FCA's responses...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 6 related to unfair treatment of customers and complaints-handling in the retail bank sector...
Financial Conduct Authority (FCA) (News)
Each customer’s experience of being mis-sold PPI and having their complaint unfairly rejected is different...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
The FCA has issued its largest ever retail fine to Lloyds Bank Plc, Bank of Scotland Plc and Black Horse Ltd for failing to treat their customers fairly when handling Payment Protection Insurance complaints between March 2012 and May 2013...
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority announced the appointments of two key executive roles, with Mark Steward becoming the new Director of Enforcement and Market Oversight and Barbara Frohn the new Director of Risk and Compliance Oversight...
Financial Conduct Authority (FCA) (News)
Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London...
Financial Conduct Authority (FCA) (News)
The Meeting noted there was a quorum present and proceeded to business...
Financial Conduct Authority (FCA) (News)
This consultation paper sets out FCA's proposals for fair, reasonable and non-discriminatory access to regulated benchmarks by benchmark administrators...
Financial Conduct Authority (FCA) (News)
The FCA collects data from hedge funds and hedge fund managers to inform FCA's supervisory activity, with the aim of ensuring markets work well and of promoting market integrity...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London...
Financial Conduct Authority (FCA) (News)
The FCA has published the results of its thematic review of delegated authority arrangements in the general insurance market...
Financial Conduct Authority (FCA) (News)
In a case brought by the FCA Scott Crawley, Dale Walker, Daniel Forsyth, Brendan Daley, Aaron Petrou, Ross Peters, Adam Hawkins, and Ricky Mitchie have been convicted for their parts in the operation of an unauthorised collective investment scheme which led to 110 investors losing over £4.3 million...
Financial Conduct Authority (FCA) (News)
This report sets out the findings from FCA's thematic review that looked at delegated authority arrangements in the general insurance market. The review focused on concerns over firms’ oversight of outsourced arrangements and the potential impacts any shortcomings could have upon the delivery of products and related services to customers...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Access to payment systems is an important driver of competition and innovation in the provision of payment services...
Financial Conduct Authority (FCA) (News)
Alongside the Retail Distribution Review to improve the standards in the retail investment market, the then regulator, proposed new prudential requirements for personal investment firms...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA welcomes the Commission’s initiative to develop a Capital Markets Union...
Financial Conduct Authority (FCA) (News)
The FCA welcomes the Commission’s review of the Prospectus Directive and in particular the opportunity, in light of the Commission’s Capital Markets Union initiative, to reconsider this important piece of legislation in a fundamental way...
Financial Conduct Authority (FCA) (News)
Application for a requirement on part 4A permission: by La Cloche Capital Markets Limited following the FCA’s visit on 15 May 2015...
Financial Conduct Authority (FCA) (News)
Binary options allow consumers to speculate on the short term movement in price of financial instruments such as shares...
Financial Conduct Authority (FCA) (News)
In January 2015, the FCA announced that it would be collecting evidence on current trends in complaints on payment protection insurance...
Financial Conduct Authority (FCA) (News)
The FCA has published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford (former chief executive), Mark Owen (former sales director) and Peter Johnson (former compliance officer)...
Financial Conduct Authority (FCA) (News)
This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector...
Financial Conduct Authority (FCA) (News)
This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector...
Financial Conduct Authority (FCA) (News)
This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector...
Financial Conduct Authority (FCA) (News)
Insurance is a key sector where we supervise a diverse range of firms from Lloyd's, to wholesale insurance intermediaries, commercial brokers, and retail general insurers. This market writes around £150bn premiums annually in the UK and overseas...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Finextra Future of Money event...
Financial Conduct Authority (FCA) (News)
The FCA is warning customers of three debt management firms to check their debt situation with their creditors and find out exactly what they owe...
Financial Conduct Authority (FCA) (News)
The FCA review of insurance claims handling for small and medium-sized enterprises has found the claims service is not consistently working in the interests of many businesses, resulting in a poor claims experience...
Financial Conduct Authority (FCA) (News)
The FCA has set out the issues it will focus on as part of its market study into competition in investment and corporate banking...
Financial Conduct Authority (FCA) (News)
On 21 May 2015 the Tribunal upheld the Authority’s decision to impose a financial penalty of £10,000 on Mr Rosier, the director of a financial advice firm called Bayliss & Co (Financial Services) Limited...
Financial Conduct Authority (FCA) (News)
The SME Commercial Claims research was commissioned by the FCA...
Financial Conduct Authority (FCA) (News)
As part of the FCA’s thematic review to look at the handling and management of first party Property and related Business Interruption claims submitted by small and medium-sized enterprises, Camford Sutton Associates were engaged by the FCA to review in detail 20 cases selected largely from the Policyholder interviews undertaken by market research agency, Quadrangle...
Financial Conduct Authority (FCA) (News)
On 13 May, the FCA held the first FCA Prudential Supervision Forum...
Financial Conduct Authority (FCA) (News)
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum...
Financial Conduct Authority (FCA) (News)
In May 2015, the FCA launched the investment and corporate banking market study...
Financial Conduct Authority (FCA) (News)
This report presents the findings from FCA's thematic review which looked into the handling of claims from SMEs...
Financial Conduct Authority (FCA) (News)
For the reasons given in this Notice, and pursuant to section 55L of the Act, the Authority has decided to impose a requirement that the Firm…
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