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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 25 September 2014. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
This report has been prepared by KPMG LLP for FCA, in accordance with the terms of KPMG LLP’s Engagement Letter with FCA dated 31 March 2014 and the Contract Variation Letters with the FCA dated 21 May 2014 and 8 September 2014, exclusively for the benefit of FCA. KPMG’s work was conducted between 31 March 2014 and 11 September 2014...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
In FCA's discussions with industry some have suggested that the use of specialist advisers within a firm could improve client outcomes and is possible within FCA's rules...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
The latest complaints data published by the FCA shows financial services firms received 2,358,732 new complaints between January and June 2014...
Financial Conduct Authority (FCA) (News)
The FCA has set out plans to bring second charge mortgages under FCA mortgage rules and laid out how they intend to implement the mortgage credit directive...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed FCA's 2012 guidance...
Financial Conduct Authority (FCA) (News)
If you invested in the EEA Life Settlements Fund you should consider making a complaint about the sale now...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Euro Remittance Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Andrew Barlas...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Barclays Bank Plc has been fined £37,745,000 by the FCA for failing to properly protect clients’ custody assets worth £16.5 billion...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against EPLS Risk Solutions Limited...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Barclays Bank PLC...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against AIM Money Transfer Limited...
Financial Conduct Authority (FCA) (News)
The FCA and PRA have published a joint consultation paper to consult on the proposed changes to the data template relating to remuneration data for the 2014 performance year onwards...
Financial Conduct Authority (FCA) (News)
The FCA currently collects data from IFPRU full scope firms and any limited activity or limited licence firms that are in a group with an IFPRU full scope firm and submits this to the European Banking Authority on an annual basis...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The European Banking Authority has issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against AL-Noor Corporation Limited...
Financial Conduct Authority (FCA) (News)
The FCA says debt management firms must demonstrate they provide appropriate advice, do not charge unfair fees, and have adequate processes for handling client money when assessments for consumer credit authorisation start next month...
Financial Conduct Authority (FCA) (News)
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014...
Financial Conduct Authority (FCA) (News)
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014...
Financial Conduct Authority (FCA) (News)
The FCA held a conference on 18 September 2014 that focused on MiFID II (Markets in Financial Instruments Directive) and outlined some of the changes in the EU directive that we expect will impact investments firms...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Peter Thomas Carron...
Financial Conduct Authority (FCA) (News)
Between 2004 and 2010, Peter Carron, formerly a senior partner at St James’s Place Wealth Management Plc, advised 11 clients to invest a total of £2.4m in three companies of which he was director and majority shareholder without adequately disclosing this fact to them...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
In a case brought by the FCA and heard at Southwark Crown Court Confiscation Orders totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014 against Ali Mustafa, Pardip Saini, Paresh Shah, Neten Shah, Bijal Shah, Truptesh Patel and Richard Joseph...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
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