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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA explain the latest changes the FCA has made, or are proposing to make, to FCA's Knowledge Base...
Financial Conduct Authority (FCA) (News)
The FCA is consulting on the following changes that the FCA is proposing to make to the Knowledge Base...
Financial Conduct Authority (FCA) (News)
The Knowledge Base is the UKLA’s repository of non-handbook commentary that has the status of formal FCA guidance...
Financial Conduct Authority (FCA) (News)
In this Policy Statement, the FCA report on the main issues arising from CP16/3: Financial Services Compensation Scheme Management Expenses Levy Limit 2016/17, and publish the final rules...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND and TC, failing to be open and co-operative...
Financial Conduct Authority (FCA) (News)
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016...
Financial Conduct Authority (FCA) (News)
In this policy statement the FCA summarises the feedback the FCA received to Consultation Paper 15/23 on draft rules for non-ring-fenced bodies, and set out - as near-final - the rules the FCA proposes to make later in 2016...
Financial Conduct Authority (FCA) (News)
Credit card firm, NewDay, will refund over £4 million to over 180,000 customers following disclosures made to the FCA...
Financial Conduct Authority (FCA) (News)
For your convenience we have provided a template for a ‘no change confirmation’ if required for the approval of the prospectus...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Co-operation agreement between the FCA and ASIC (Australian Securities and Investments Commission)...
Financial Conduct Authority (FCA) (News)
Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London, 23 March 2016...
Financial Conduct Authority (FCA) (News)
Under a world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SYSC, TC, FEES, COBS, CASS, SUP, DISP, COLL and PERG are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
Dunraven Finance Ltd, trading under the name Buy as You View, has entered into an agreement with the FCA to redress £939,000 to more than 59,000 customers for historic unfair treatment...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This policy statement summarises and gives our response to feedback to CP16/4: Loan-based crowdfunding platforms and segregation of client money and CP16/5: FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SYSC, CASS and SUP are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The case concerns breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
Customers of RMR Financial Services Ltd, trading as Compass Debt Counsellors, should be aware that the firm has stopped trading, and that they can obtain free and impartial advice on dealing with their debts...
Financial Conduct Authority (FCA) (News)
Card security product holders were able to claim compensation over potential selling issues, but the deadline for claiming compensation has now passed...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23(1) and 26(4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
The FCA is continuing its High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA report on the main issues arising from Consultation Paper CP15/36 (Future regulatory treatment of CCA regulated first charge mortgages) and publish the final rules...
Financial Conduct Authority (FCA) (News)
Once a quarter, the FCA consult on proposed miscellaneous amendments to FCA's Handbook...
Financial Conduct Authority (FCA) (News)
The Training and Competence sourcebook (TC) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SUP, DEPP and DISP are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Fees manual (FEES) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The Supervision manual (SUP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, LR and PR are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Meeting noted there was a quorum present and proceeded to business...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 17 March 2016, and rules and standard terms also made by the Financial Ombudsman Service on 9 and 16 March 2016. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The purpose of this paper is to contribute to the ongoing debate on liquidity in financial markets by shedding light on a market that has not been studied in depth...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND and PRIN 11 related to Threshold Conditions, Failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
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