United Kingdom

Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
Financial Conduct Authority (FCA) (News)
This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities. The report presents the results of our review into customer communications and the actions we intend to take.
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority (FCA) has published the findings of its thematic review of non-advised annuity sales practices.
Financial Conduct Authority (FCA) (News)
This review follows FCA's report Mortgage lenders’ arrears management and forbearance (TR14/3, February 2014)...
Financial Conduct Authority (FCA) (News)
The FCA has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited, from performing any role in regulated financial services...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
The FCA has issued a Final Notice to Andrew Barry Hart, the sole director of Wage Payment and Payday Loans Limited, refusing an application by WPPL for the approval of Mr Hart to perform the controlled functions of CF1 Director and CF11 Money Laundering Reporting...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
This decision notice refers to breaches of Money laundering regulations 2007 related to failing to be open and co-operative in the trading firm sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 3 and PRIN 11 related to culture/governance, failing to be open and co-operative and financial crime in the retail bank sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of APER 6 and PRIN 3 (knowingly concerned) related to financial crime and a lack of fitness/propriety in the retail bank sector...
Financial Conduct Authority (FCA) (News)
The FCA has published targets for the Women in Finance Charter, which it signed in June 2016. As a commitment to diversity in senior roles, the FCA has also announced its Black, Asian, Minority Ethnic targets for 2020 and 2025...
Financial Conduct Authority (FCA) (News)
The FCA has fined Sonali Bank (UK) Limited £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days...
Financial Conduct Authority (FCA) (News)
"We value differences in our people and use these to make us a stronger and more effective regulator..."
Financial Conduct Authority (FCA) (News)
A number of questions were sent in before the Annual Public Meeting. The majority of these were answered on the day...
Financial Conduct Authority (FCA) (News)
The Financial Services and Markets Act 2000 states that the governing body of the FCA must consist of, in addition to the Bank’s Deputy Governor for prudential regulation, the following members...
Financial Conduct Authority (FCA) (News)
Non-Executive Directors of the FCA are required to comply with the code of conduct...
Financial Conduct Authority (FCA) (News)
The FCA has a strong commitment to diversity and inclusion...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, General Provisions (GEN), Conduct of Business sourcebook (COBS), Insurance: Conduct of Business sourcebook (ICOBS), Mortgages and Home Finance: Conduct of Business sourcebook (MCOB) and Collective Investment Schemes sourcebook (COLL) are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
In this Feedback Statement, the FCA report on the main issues arising from Discussion Paper 15-05...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA report on the main issues arising from Consultation Paper CP15/32 Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook...
Financial Conduct Authority (FCA) (News)
The FCA launched their Smarter Consumer Communications initiative to bring about a change in the way information is both communicated and delivered to consumers...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016...
Financial Conduct Authority (FCA) (News)
The policy development update provides information on FCA's recent and upcoming publications...
Financial Conduct Authority (FCA) (News)
The FCA are aware that some financial services firms in the UK use payment processing services provided by companies that are part of the PacNet Group...
Financial Conduct Authority (FCA) (News)
Minutes of meeting - Stakeholder Liaison Group - 13 September 2016...
Financial Conduct Authority (FCA) (News)
The FCA collect complaints data from firms to enable them to monitor the number of complaints that firms receive, how this changes over time, and what products or services people have complained about the most...
Financial Conduct Authority (FCA) (News)
Aggregate Complaints Statistics: 2006 to 2016 H1 has been published...
Financial Conduct Authority (FCA) (News)
The meeting noted there was a quorum present and proceeded to business...
Financial Conduct Authority (FCA) (News)
The FCA publish details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about...
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority has published proposed rules and guidance aimed at standardising the disclosure of the transaction costs incurred by pension investments...
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