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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
Minutes: FCA Board 01 May 2014 has been published...
Financial Conduct Authority (FCA) (News)
The government have announced the ‘Fair and effective Markets Review’ into wholesale markets. The review will be led by Bank of England Deputy Governor for Markets and Banking, Minouche Shafik, and co-chaired by Martin Wheatley and Charles Roxburgh, Director General, Financial Services, HM Treasury...
Financial Conduct Authority (FCA) (News)
Letter from the Chairman to the Chancellor on the Senior Managers and Certificate Scheme: extension to foreign banks...
Financial Conduct Authority (FCA) (News)
In July 2013, the FCA consulted on examples of good and poor practice in ‘Banks’ control of financial crime risks in trade finance’. The FCA proposed to include these examples in Financial crime: a guide for firms, FCA's regulatory guidance, which sets out FCA's expectations of firms’ financial crime systems and controls...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, COBS, CASS and SUP are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Supervision manual (SUP) is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
Part 1 of Financial crime: a guide for firms (FC) is amended in accordance with Annex A to this instrument. Part 2 of FC is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
In this Consultation Paper the FCA publishes proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget...
Financial Conduct Authority (FCA) (News)
MLAR statistics June 2014 has been published...
Financial Conduct Authority (FCA) (News)
There are a large number of changes being made to CASS which cover the entire operation of the client money and custody rules for investment firms...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
This policy statement makes changes to the rules in Client Assets sourcebook...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, CEO, the FCA, at Lansons, London...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 1 May and 5 June 2014. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The FCA has finalised changes to the client money and custody assets (client assets) rules...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA has published an update setting out its current and ongoing work on the retirement income market...
Financial Conduct Authority (FCA) (News)
On 14 February 2014 the FCA has launched a market study into retirement income to assess whether there are obstacles to competition working more effectively for consumers in this market...
Financial Conduct Authority (FCA) (News)
Once a quarter, the FCA consults on proposed miscellaneous amendments to FCA’s Handbook...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
FOI Internal Review has been published...
Financial Conduct Authority (FCA) (News)
FOI Fees Statement has been published...
Financial Conduct Authority (FCA) (News)
On 1 April 2014 the FCA takes over from the Office of Fair Trading to become the regulator for the consumer credit industry...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Research lifts the lid on how these firms treat their customers. The FCA has found evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their income on application forms...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London...
Financial Conduct Authority (FCA) (News)
Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London...
Financial Conduct Authority (FCA) (News)
The Retail Distribution Review (RDR) was introduced on 31 December 2012. One of the main aims of the RDR was to increase transparency for consumers on the services offered by advisers and the charges for these services, and the clarity of the information firms provide to their clients through their disclosure material is an important element of this...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
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