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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
G20 statement in Pittsburgh: "All standardised OTC derivative contracts should be traded on exchanges or electronic trading platforms, where appropriate, and cleared through central counterparties by end-2012 at the latest..."
Financial Conduct Authority (FCA) (News)
The FCA has announced the appointment of Director of Strategy and Competition, Christopher Woolard, to its Board...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this individual has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA reports on the main issues arising from the MCD elements of Consultation Paper 15/6 (Consumer credit - proposed changes to our rules and guidance) and publish the final rules...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 2 and 30 July 2015, and rules also made by the Financial Ombudsman Service Ltd on 21 and 29 July 2015. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The FCA has banned Lee Stewart, a former trader at Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) from the UK financial services industry for lacking honesty and integrity following a criminal conviction for fraud in the US...
Financial Conduct Authority (FCA) (News)
The FCA has announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority to take the role of Director of Supervision - Investment, Wholesale and Specialist...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT related to lack of fitness/propriety in the trading firms sector...
Financial Conduct Authority (FCA) (News)
These Questions and Answers aim to make it easier for you to submit accurate reports, saving you time...
Financial Conduct Authority (FCA) (News)
Firms still have to do further work to identify the full range of their benchmark activities and improve their management of the associated risks according to the Financial Conduct Authority’s thematic review of oversight and controls of financial benchmarks...
Financial Conduct Authority (FCA) (News)
This report presents the findings from our thematic review of firms’ oversight and controls in relation to financial benchmarks...
Financial Conduct Authority (FCA) (News)
Research into experiences of customers who are victims of unauthorised transactions in pursuing their claims with payment providers...
Financial Conduct Authority (FCA) (News)
The FCA has carried out work to discover whether consumers are being treated fairly in relation to unauthorised transactions...
Financial Conduct Authority (FCA) (News)
Research into how claims are handled for unauthorised transactions (when a payment is made from a consumer’s account without their consent) found that firms are making good efforts to deliver fair outcomes for consumers...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Ariste Holding Limited, trading as Cash Genie, has entered into an agreement with the Financial Conduct Authority (FCA) to provide over £20 million of redress to more than 92,000 customers for unfair practices...
Financial Conduct Authority (FCA) (News)
In March 2015 FCA consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms...
Financial Conduct Authority (FCA) (News)
Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the FCA, delivered at the British Bankers’ Association Conference 'Wholesale Markets and Risk: FEMR and beyond', London...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance COCON, Glossary, SYSC, FIT and SUP are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Supervision manual (SUP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of Payment Services Regulations 2009 (SI 2009/209), Regulation 13, related to lack of fitness/propriety and failing to be open and co-operative with the Authority...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, GEN, DISP and CONC are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The FCA Chairman John Griffith-Jones has announced the appointment of a new Chair for the FCA’s independent Practitioner Panel...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this individual has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Consumer testing to inform the FCA’s proposal for summary boxes to improve the provision of consumer information at or before the point of sale in the cash savings market...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA reports on the main issues arising from CP14/30 and publish the final rules...
Financial Conduct Authority (FCA) (News)
This paper summarises the feedback the FCA received on the proposed remedies from FCA's cash savings market study and how the FCA intend to take these proposals forward...
Financial Conduct Authority (FCA) (News)
Switching cash savings accounts will become quicker and easier under proposals announced by the FCA...
Financial Conduct Authority (FCA) (News)
Consumers and firms should benefit from better complaint handling, as a result of new rules published by the FCA...
Financial Conduct Authority (FCA) (News)
During the course of work the FCA welcomes the requirement to consult with four panels that represent the interests of consumers, practitioners, smaller regulated firms and markets. They work to advise and challenge the FCA....
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
This direction is made under article 32 of the Mortgage Credit Directive Order 2015 (SI 2015/910)...
Financial Conduct Authority (FCA) (News)
The Mortgage Credit Directive (Directive 2014/17/EU), which comes into force on 21 March 2016, will affect second charge and shared equity schemes...
Financial Conduct Authority (FCA) (News)
The FCA has announced that Martin Wheatley is to stand down as Chief Executive with effect from September 12 2015...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
FCA has updated its CRR Permissions list…
Financial Conduct Authority (FCA) (News)
Waivers Compensation (COMP) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Collective Investment Schemes (CIS) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
The Meeting noted there was a quorum present and proceeded to business...
Financial Conduct Authority (FCA) (News)
The Meeting noted there was a quorum present and proceeded to business...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FSMA related to no regulated activities for 12 months in the investment and home finance sector....
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment adviser sector....
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London...
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