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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA is publishing rules on FCA's 2016/17 regulatory fees and levies for the FCA, the pensions guidance levy, the Financial Ombudsman Service general levy, and the Money Advice Service...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA summarises the feedback we received to Consultation Paper 16/13, Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation, which closed on 22 May 2016...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Fees manual (FEES) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Fees manual (FEES) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Decision Procedure and Penalties Manual (DEPP) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The FCA are consulting on the following changes that they are proposing to make to the Knowledge Base...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This document sets out final decision on all matters relating to how fees for the PSR's functions under FSBRA and the IFR for the financial year 2016/17 will be allocated, calculated and collected, and the consequent fees rules...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector...
Financial Conduct Authority (FCA) (News)
The Financial Advice Working Group has been established in response to the recommendations of the Financial Advice Market Review report that was published in March 2016...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, MAR, LR, SUP, EMPS and OMPS are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Supervision manual (SUP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The Enforcement Guide (EG) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 16 and 23 June 2016. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal...
Financial Conduct Authority (FCA) (News)
On 23 June 2016, the UK voted to leave the European Union. This has significant implications for the UK...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich...
Financial Conduct Authority (FCA) (News)
European Pensions Management Ltd formally entered into special administration regime insolvency proceedings on 21 June 2016...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative and a lack of fitness/propriety in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The Financial Advice Market Review was a joint review between HM Treasury and the Financial Conduct Authority, which reported in March 2016 and recommended a package of measures in order to improve access to advice and guidance...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The service standards portfolio provides information about key areas of FCA's service, how the FCA is performing and how firms and consumers assess the levels of satisfaction with FCA's service...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London...
Financial Conduct Authority (FCA) (News)
Following an investigation by the Financial Conduct Authority Michael Nascimento (DOB: 28/06/1977); Hugh Edwards (DOB: 13/07/1982); Stuart Rea (DOB: 12/02/1968); Ryan Parker (previously known as Ryan Sell DOB 26/11/1992) and Jeannine Lewis (DOB: 15/09/1967), all of whom live in London and the South East, appeared today before Southwark Crown Court charged with conspiracy to defraud, together with offences under the Financial Services and Markets Act 2000 and the Fraud Act 2006...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary and DTR are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news that affects your sector...
Financial Conduct Authority (FCA) (News)
Dispute resolution: Complaints (DISP) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Credit Unions (CRED) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Conduct of Business (COB) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Electronic money (ELM) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 4, COND and INPRU-INV related to threshold conditions in the investment adviser sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
The FCA is proud to have signed the Women in Finance Charter...
Financial Conduct Authority (FCA) (News)
Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply...
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