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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA is warning customers of three debt management firms to check their debt situation with their creditors and find out exactly what they owe...
Financial Conduct Authority (FCA) (News)
The FCA review of insurance claims handling for small and medium-sized enterprises has found the claims service is not consistently working in the interests of many businesses, resulting in a poor claims experience...
Financial Conduct Authority (FCA) (News)
The FCA has set out the issues it will focus on as part of its market study into competition in investment and corporate banking...
Financial Conduct Authority (FCA) (News)
On 21 May 2015 the Tribunal upheld the Authority’s decision to impose a financial penalty of £10,000 on Mr Rosier, the director of a financial advice firm called Bayliss & Co (Financial Services) Limited...
Financial Conduct Authority (FCA) (News)
The SME Commercial Claims research was commissioned by the FCA...
Financial Conduct Authority (FCA) (News)
As part of the FCA’s thematic review to look at the handling and management of first party Property and related Business Interruption claims submitted by small and medium-sized enterprises, Camford Sutton Associates were engaged by the FCA to review in detail 20 cases selected largely from the Policyholder interviews undertaken by market research agency, Quadrangle...
Financial Conduct Authority (FCA) (News)
On 13 May, the FCA held the first FCA Prudential Supervision Forum...
Financial Conduct Authority (FCA) (News)
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum...
Financial Conduct Authority (FCA) (News)
In May 2015, the FCA launched the investment and corporate banking market study...
Financial Conduct Authority (FCA) (News)
This report presents the findings from FCA's thematic review which looked into the handling of claims from SMEs...
Financial Conduct Authority (FCA) (News)
For the reasons given in this Notice, and pursuant to section 55L of the Act, the Authority has decided to impose a requirement that the Firm…
Financial Conduct Authority (FCA) (News)
For the reasons given in this notice, and pursuant to section 55L of the Act, the Authority has decided to impose a requirement that the Firm…
Financial Conduct Authority (FCA) (News)
For the reasons given in this notice, and pursuant to section 55L of the Act, the Authority has decided to impose a requirement that the Firm...
Financial Conduct Authority (FCA) (News)
Benchmark fines has been published...
Financial Conduct Authority (FCA) (News)
The FCA has fined Paul Reynolds £290,344 and banned him from performing any function in relation to regulated activities on the basis that he is not fit and proper because he lacks integrity...
Financial Conduct Authority (FCA) (News)
The FCA has imposed a financial penalty of £284,432,000 on Barclays Bank Plc for failing to control business practices in its foreign exchange business in London...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of APER 1 and FIT related to mis-selling and failing to be open and co-operative in the investment advisor sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector...
Financial Conduct Authority (FCA) (News)
This quarterly update will provide you with details of the latest regulatory data and developments...
Financial Conduct Authority (FCA) (News)
The FCA has produced this user guide to enable you to manage your electronic submission to UKLA for on behalf of your firm, you will have to first register with the Electronic Submission System for access. The system allows companies' advisers to send documents to us in an electronic form...
Financial Conduct Authority (FCA) (News)
The FCA believes this individual has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This document shows the number of Skilled Person Reports commissioned in Q4 2014/15…
Financial Conduct Authority (FCA) (News)
Speech by Mark Falcon, head of regulatory policy and strategy at the PSR, at the Association of Foreign Banks International Banking Conference on 12 May 2015 in London...
Financial Conduct Authority (FCA) (News)
The FCA is making more information about FCA's performance available, by publishing key performance indicators...
Financial Conduct Authority (FCA) (News)
The FCA has published a supplementary paper to FCA CP 15/14, FCA Regulated fees and levies: Rates proposals 2015/16...
Financial Conduct Authority (FCA) (News)
This paper provides additional information regarding chapter 7 of CP 15/14 FCA Regulated fees and levies: Rates proposals 2015/16, which was published on 26 March 2015...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of principle 11 and TC related to threshold conditions and failing to be open and co-operative in the investment advisor sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Waivers Compensation (COMP) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Collective Investment Schemes (CIS) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply...
Financial Conduct Authority (FCA) (News)
CRR Permissions has been published...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
A FCA review has revealed that insurers and insurance intermediaries are not always providing customers with clear information about the different payment options available, when buying general insurance products...
Financial Conduct Authority (FCA) (News)
This report presents the findings from our thematic review which looked into whether general insurance intermediaries and insurers provide timely and appropriate information to their customers, when arranging or providing premium finance...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The Training and Competence sourcebook (TC) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, CASS and CONC are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
Part 1 of Financial crime: a guide for firms is amended in accordance with Annex A to this instrument. Part 2 of FC is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
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