United Kingdom

Your account

Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 22 September 2016, and rules and standard terms also made by the Financial Ombudsman Service on 21 September 2016. It also contains information about other publications relating to the Handbook...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Training and Competence sourcebook (TC) with effect from 23 September 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Glossary, Fees manual (FEES), Mortgages and Home Finance: Conduct of Business sourcebook (MCOB), Supervision manual (SUP), Compensation sourcebook (COMP), Consumer Credit sourcebook (CONC) and Perimeter Guidance manual (PERG) with effect from 23 September 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Glossary, Senior Management Arrangements, Systems and Controls sourcebook (SYSC), Client Assets sourcebook (CASS), Supervision (SUP) and Collective Investment Schemes sourcebook (COLL) with effect from 13 October 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Supervision manual (SUP) with effect from 31 October 2016 and 31 December 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Glossary, Supervision manual (SUP), Decision Procedure and Penalties Manual (DEPP), Dispute Resolution: Complaints sourcebook (DISP) and the Enforcement Guide (EG) with effect from 1 October 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Fees manual (FEES) with effect from 1 October 2016...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Glossary, Collective Investment Schemes sourcebook (COLL) and Investment Funds sourcebook (FUND) with effect from 13 January 2017...
Financial Conduct Authority (FCA) (News)
This instrument makes changes to the Glossary, Collective Investment Schemes sourcebook (COLL) and Investment Funds sourcebook (FUND) with effect from 1 October 2016...
Financial Conduct Authority (FCA) (News)
Which? today submitted a super-complaint to the Payment Systems Regulator and the FCA calling on them to ensure banks better protect customers who are tricked into transferring money to a fraudster...
Financial Conduct Authority (FCA) (News)
Summary of existing Pillar 2 policy arising from CRD IV and the publication of EBA SREP guidelines...
Financial Conduct Authority (FCA) (News)
To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the BBA FinTech Banking Conference...
Financial Conduct Authority (FCA) (News)
The FCA has published a feedback statement following its Call for Input on Big Data in retail general insurance...
Financial Conduct Authority (FCA) (News)
Price discrimination is widespread across financial services. Often this will not be a concern, this paper highlights when it may and how to make the assessment...
Financial Conduct Authority (FCA) (News)
Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit...
Financial Conduct Authority (FCA) (News)
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
In this Feedback Statement the FCA summarise the responses we have received to their Call for Inputs on the use of Big Data in retail general insurance (GI), and outline their responses to the issues raised...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
CFO Lending, trading as Payday First, Flexible First, Money Resolve, Paycfo, Payday Advance and Payday Credit, has entered into an agreement with the FCA to provide over £34 million redress to more than 97,000 customers for unfair practices...
Financial Conduct Authority (FCA) (News)
Payday firm, CFO Lending, has entered into an agreement with the FCA to provide over £34 million of redress to more than 97,000 customers for unfair practices...
Financial Conduct Authority (FCA) (News)
Mary Starks, the FCA’s Director of Competition, explains how competition can help markets work better for consumers...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation..
Financial Conduct Authority (FCA) (News)
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news that affects your sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to an application for Part 4A authorisation by a firm holding Interim Permission in respect of the regulated activities subject to the Application...
Financial Conduct Authority (FCA) (News)
This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source...
Financial Conduct Authority (FCA) (News)
There is evidence that major UK dark pools sometimes experience delays in receiving prices, but overall, the costs associated with inferior reference prices are small, and do not outweigh the useful service dark pools provide, according to new analysis by FCA economists Matteo Aquilina and Peter O’Neill and academics Sean Foley and Thomas Ruf...
Financial Conduct Authority (FCA) (News)
In February 2016 we published our discussion paper on the ageing population, which looked specifically at the way in which financial services meet the needs of older consumers. We have gathered views from a range of stakeholders and have decided to undertake focused work in 6 key areas to supplement work already ongoing across the FCA. This update is to explain our direction of travel at this stage in the project...
Financial Conduct Authority (FCA) (News)
The FCA has published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management...
Financial Conduct Authority (FCA) (News)
For the reasons given in this Decision Notice, the Authority has decided to publish a statement of Andrew Tinney’s misconduct (a ‘public censure’) pursuant to section 66 of the Act; and...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA is consulting on FCA's proposals to update the existing appropriate exam standards for appropriate qualifications listed in FCA's Training and Competence (TC) sourcebook...
Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms FCA authorisea to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
In this paper FCA sets out some of the recent developments across the crowdfunding sector and a number of concerns that FCA have identified in response...
Financial Conduct Authority (FCA) (News)
The Payment Service Directive 2 (PSD2) Stakeholder Liaison Group will be holding a meeting on 13 September 2016…
Financial Conduct Authority (FCA) (News)
FCA is consulting on proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
Financial Conduct Authority (FCA) (News)
We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
Page 1 of 77
Syndicate content