United Kingdom

Your account

Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA and PRA have published a joint consultation paper to consult on the proposed changes to the data template relating to remuneration data for the 2014 performance year onwards...
Financial Conduct Authority (FCA) (News)
The FCA currently collects data from IFPRU full scope firms and any limited activity or limited licence firms that are in a group with an IFPRU full scope firm and submits this to the European Banking Authority on an annual basis...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The European Banking Authority has issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against AL-Noor Corporation Limited...
Financial Conduct Authority (FCA) (News)
The FCA says debt management firms must demonstrate they provide appropriate advice, do not charge unfair fees, and have adequate processes for handling client money when assessments for consumer credit authorisation start next month...
Financial Conduct Authority (FCA) (News)
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014...
Financial Conduct Authority (FCA) (News)
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014...
Financial Conduct Authority (FCA) (News)
The FCA held a conference on 18 September 2014 that focused on MiFID II (Markets in Financial Instruments Directive) and outlined some of the changes in the EU directive that we expect will impact investments firms...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Peter Thomas Carron...
Financial Conduct Authority (FCA) (News)
Between 2004 and 2010, Peter Carron, formerly a senior partner at St James’s Place Wealth Management Plc, advised 11 clients to invest a total of £2.4m in three companies of which he was director and majority shareholder without adequately disclosing this fact to them...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
In a case brought by the FCA and heard at Southwark Crown Court Confiscation Orders totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014 against Ali Mustafa, Pardip Saini, Paresh Shah, Neten Shah, Bijal Shah, Truptesh Patel and Richard Joseph...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Insurer applicant journey September 2014 has been published...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA has commenced civil proceedings because it is concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG have carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting without authorisation...
Financial Conduct Authority (FCA) (News)
Thematic review on mobile banking...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out consumer credit activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The overall value of the residential loan amounts outstanding in Q2 2014 was £1,249.3 billion, an increase of 0.5% compared with Q1 2014 and an increase of 1.6% over the past four quarters...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Legislation has recently been introduced to Parliament which makes two changes affecting payment systems...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This factsheet explains the work and research the FCA done to understand brokers’ roles in arranging premium finance plans for their customers and FCA's findings, expectations of general insurance brokers who arrange premium finance plans for their customers to pay for their insurance, and the range of actions the FCA is taking to address potential risks to customers...
Financial Conduct Authority (FCA) (News)
This affects firms that are subject to the provisions in the EU Short Selling Regulation - Regulation (EU) No 236/2012...
Page 1 of 34
Syndicate content