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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Sesame Limited...
Financial Conduct Authority (FCA) (News)
In the light of the Serious Fraud Office decision to launch an investigation into this matter, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue its own investigation with immediate effect...
Financial Conduct Authority (FCA) (News)
Data is integral to us as a regulator; it informs, directs and shapes our activities and helps us understand where to focus our attention...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the FCA for setting up a pay-to-play scheme...
Financial Conduct Authority (FCA) (News)
This paper outlines proposed new rules for a charge cap for default funds used for automatic enrolment in workplace pension schemes and for banning certain charging practices...
Financial Conduct Authority (FCA) (News)
Yorkshire Building Society has been fined £4,135,600 for failings when dealing with its mortgage customers experiencing payment difficulties...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London...
Financial Conduct Authority (FCA) (News)
For the reasons set out in this Final Notice, the FCA is taking action against Yorkshire Building Society...
Financial Conduct Authority (FCA) (News)
In this paper the FCA is consulting on rules to restrict the retail distribution of contingent convertible securities and on requirements on the retail distribution of mutual society shares...
Financial Conduct Authority (FCA) (News)
The FCA's Innovation Hub, part of Project Innovate, is now open and offering support to innovators...
Financial Conduct Authority (FCA) (News)
This Feedback Statement reports on the response to our Project Innovate: Call for input - published on 11 July 2014 - and the next steps for Project Innovate...
Financial Conduct Authority (FCA) (News)
The FCA would like to draw the industry’s attention to the announcement by the Italian Commissione Nazionale per le Società e la Borsa which restricts transactions under Article 20 (2) (b) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The purpose of this consultation document is to seek respondents’ views on the fairness and effectiveness of the Fixed Income, Currency and Commodities markets, and on ways in which, where necessary, that fairness and effectiveness might be improved...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA has published a Decision Notice against Paul Reynolds...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This decision notice has been referred to the Upper Tribunal to determine the appropriate action for the FCA to take...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA, at the Consumer Credit seminar at the BBA in London...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23(1) and 26(4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it extends the prohibition of short selling in the following instrument applied on 21 October 2014 under Article 23(2) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Minutes: Coordination Committee on emerging conduct risks - 23 June 2014 has been published...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23(1) and 26(4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The MoU sets out the information gateways enabling the two organisations to share information about firms (mainly banks, building societies and credit card issuers) in areas where the FCA has a common interest, including payment services, consumer credit, and customers in financial difficulties...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
In this Feedback Statement the FCA reports on the main conduct issues arising from FSA Consultation Paper 12/13: Transposition of Solvency II part 2...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Q&A - EBA High Earners and Benchmarking Information Report Consultation...
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