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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
A high-level summary of why the FCA collects the data and how it feeds into their supervisory approach...
Financial Conduct Authority (FCA) (News)
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks...
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority (FCA) is proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without our authorisation...
Financial Conduct Authority (FCA) (News)
This report provides the findings from FCA's thematic review into general insurance intermediaries’ professional indemnity...
Financial Conduct Authority (FCA) (News)
A fifth (22%) of over 55s and a third (32%) of over 75s believe they have been targeted by an investment scam in the last 3 years...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without our authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without our authorisation...
Financial Conduct Authority (FCA) (News)
Once a quarter, the FCA consults on proposed miscellaneous amendments to our Handbook...
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority has published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI)...
Financial Conduct Authority (FCA) (News)
The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service...
Financial Conduct Authority (FCA) (News)
This is the third report into cash savings account rates under our sunlight remedy, following our first publication in December 2015 and second publication in July 2016...
Financial Conduct Authority (FCA) (News)
This decision notice refers to breaches of APER 7 and FIT related to conflicts of interest, a lack of fitness/propriety and mis-selling in the investment adviser and pensions sector. Our view is that a fine, prohibition and withdrawal should be imposed...
Financial Conduct Authority (FCA) (News)
The Financial Conduct Authority (FCA) has published the third and final ‘sunlight remedy’ data set, showing the lowest interest rates available from 32 providers of cash savings accounts and easy access cash ISAs...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This consultation sets out the FCA’s proposed amendments and clarification to the general guidance we issued in October 2014 regarding the Financial Policy Committee's (FPC) Recommendation on loan to income (LTI) ratios in mortgage lending...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe...
Financial Conduct Authority (FCA) (News)
In a case brought by the Financial Conduct Authority (FCA) Manjeet Mohal and Reshim Birk have pleaded guilty to three counts of insider dealing on day three of their trial at the Central Criminal Court. They will be sentenced on 13 January 2017...
Financial Conduct Authority (FCA) (News)
The FCA has announced that it is seeking evidence and feedback to further inform its work on high-cost credit, including a review of the payday loan price cap...
Financial Conduct Authority (FCA) (News)
In this call for input the FCA invite views on high-cost credit, including overdrafts, and on the high-cost short-term credit price cap...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector...
Financial Conduct Authority (FCA) (News)
This is an open consultation on proposed amendments to the FCA Handbook to ensure we comply with ESMA’s Guidelines...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believe this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Annuity providers will be required to inform their customers how much they could gain from shopping around and switching provider before they purchase an annuity under plans announced by the Financial Conduct Authority...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference...
Financial Conduct Authority (FCA) (News)
The FCA are consulting on FCA's proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products...
Financial Conduct Authority (FCA) (News)
This is an open consultation on proposed amendments to FCA's rules in relation to the purchase of products that provide consumers with guaranteed income in retirement...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorise to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
In conjunction with the Payment Systems Regulator, the FCA are consulting on their proposed approach to the allocation, calculation and collection of PSR regulatory fees for 2017/2018...
Financial Conduct Authority (FCA) (News)
Publishing the results of all research, not just the ‘interesting’ findings, is vital to maintaining transparency, according to FCA Behavioural Scientist Laura Smart...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
This is the technical appendix to a paper that describes the results of eight experiments into giving information carried out by the FCA...
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