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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The case concerns breaches of APER 4 related to Mr Macris’ failure to deal with the Authority in an open and cooperative way...
Financial Conduct Authority (FCA) (News)
The FCA has fined Achilles Macris £792,900 for failing to be open and co-operative with the Authority...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Market Conduct sourcebook (MAR) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board...
Financial Conduct Authority (FCA) (News)
This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board...
Financial Conduct Authority (FCA) (News)
This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA reports on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
FCA's response to the European Commission’s call for evidence on the EU regulatory framework for financial services...
Financial Conduct Authority (FCA) (News)
This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector...
Financial Conduct Authority (FCA) (News)

The Policy Development Update provides information on:

  • publications issued since the last edition
  • information about recent Handbook-related and other developments
  • other publications - consumer publications, guidance consultations and finalised guidance
  • an updated timetable for forthcoming publications
Financial Conduct Authority (FCA) (News)
FCA Q3 15/16 Number of skilled person reports commissioned has been published...
Financial Conduct Authority (FCA) (News)
The FCA is making more information about our performance available, by publishing key performance indicators...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SYSC, COCON, TC and IFPRU are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SYSC and SUP are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
In this policy statement the FCA sets out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities...
Financial Conduct Authority (FCA) (News)
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016...
Financial Conduct Authority (FCA) (News)
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London...
Financial Conduct Authority (FCA) (News)
The FCA has published the final rules confirming their approach to improving individual accountability for those carrying out wholesale activities, such as algorithmic and high-frequency trading, in banks, building societies, and Prudential Regulation Authority designated investment firms...
Financial Conduct Authority (FCA) (News)

FCA's fifth Data Bulletin provides insight into a range of areas, including:

  • Highlights from our report on Retirement Income Market Data
  • An update on attestations and skilled person reports
  • An update on our work regarding financial promotions
  • An update on the Consumer Credit authorisations process so far
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance Glossary, SYSC, IPRU(INV), CASS, SUP, COLL and FUND are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
In April 2016 the Government will introduce the Innovative Finance ISA, which will allow for peer-to-peer agreements to be included within an ISA tax wrapper...
Financial Conduct Authority (FCA) (News)
In this Policy Statement the FCA sets out Handbook changes affecting managers and depositaries of UCITS and alternative investment funds...
Financial Conduct Authority (FCA) (News)
The FCA has recently reviewed the procedures for taking on new clients in a sample of ten firms that offer CFD products...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of APER 6 and ICOBS related to appointed representatives, failing to act on information appropriately and unfair treatment of customers in the general insurance and protection sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection sector...
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