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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
Waivers Compensation (COMP) - Sourcebook or manual to which waivers of rules apply.
Financial Conduct Authority (FCA) (News)
Waivers Collective Investment Schemes (CIS) - Sourcebook or manual to which waivers of rules apply.
Financial Conduct Authority (FCA) (News)
Waivers Client Assets (CASS) - Sourcebook or manual to which waivers of rules apply.
Financial Conduct Authority (FCA) (News)
FCA has updated its CRR Permissions list…
Financial Conduct Authority (FCA) (News)
The Meeting noted there was a quorum present and proceeded to business. The Chair noted that, in view of the agenda for the meeting, Martin Wheatley and Tracey McDermott had agreed not to attend the meeting.
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
The FCA is making more information about our performance available, by publishing key performance indicators...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
This direction is given by the FCA under section 138A of the Act...
Financial Conduct Authority (FCA) (News)
The FCA has reached an agreement with debt purchasing and debt collection firms HFO Services Limited, Roxburghe (UK) Limited, HFO Capital Limited and their solicitor to bring proceedings in the First-tier Tribunal (Consumer Credit) General Regulatory Chamber to an end...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
In this Policy Statement we report on the main issues arising from Consultation Paper 15/1, PSR Competition Concurrency Guidance, and publish the finalised guidance...
Ref: PSR CP15/1
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
FCA's final decision on how PSR fees will be allocated between regulated payment systems and 2015/16 fees levels for regulated payment systems are set...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA is conducting a survey to help us understand the experience and concerns of payment service providers that access payment systems indirectly...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
All firms within the scope of the Remuneration Code are expected to ensure that their remuneration policies, practices and procedures are clear and documented...
Financial Conduct Authority (FCA) (News)
The FCA publishes the Remuneration - exclusions for material risk takers...
Financial Conduct Authority (FCA) (News)
All AIFMs within the scope of the AIFM Remuneration Code are expected to ensure that their remuneration policies, practices and procedures are clear and documented...
Financial Conduct Authority (FCA) (News)
The FCA publishes the AIFM remuneration code table (SYSC19B)...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of registered companies to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
Approximately two million people who bought card security products with one of the product names listed below can start claiming compensation from late-August...
Financial Conduct Authority (FCA) (News)
If you bought a card security product with one of the product names listed below from a bank, credit card issuer, or from a firm called Affinion International Limited, you may be entitled to compensation. Find out how to vote on the way your compensation claim will be handled...
Financial Conduct Authority (FCA) (News)
In the light of the Serious Fraud Office’s decision to launch an investigation into the business and accounting practices at Quindell Plc, and following consultation with the SFO, the Financial Conduct Authority has decided to discontinue its own investigation with immediate effect...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR, related to payment services regulations and failing to be open and co-operative in the payment services sector...
Financial Conduct Authority (FCA) (News)
In this Feedback Statement the FCA reports on the main issues arising from Consultation Paper 15/10 (Strengthening accountability in banking: UK branches of foreign banks) and publish the near final rules...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of COND and CONC, related to threshold conditions in the consumer credit sector...
Financial Conduct Authority (FCA) (News)
The modules of the FCA’s Handbook of rules and guidance listed in column are amended in accordance with the Annexes...
Financial Conduct Authority (FCA) (News)
The Mortgages and Home Finance: Conduct of Business sourcebook (MCOB) is amended in accordance with Annex A to this instrument. The Consumer Credit sourcebook (CONC) is amended in accordance with Annex B to this instrument.
Financial Conduct Authority (FCA) (News)
The Training and Competence sourcebook (TC) is amended in accordance with Annex A to this instrument. The Mortgages and Home Finance: Conduct of Business sourcebook (MCOB) is amended in accordance with Annex B to this instrument.
Financial Conduct Authority (FCA) (News)
The Conduct of Business sourcebook (COBS) is amended in accordance with the Annex to this instrument. COBS 14.4.1R, 14.4.2R, 14.4.3G, 14.4.4R, 14.4.5R, 14.4.6R, 14.4.7R, 14.4.8R and 14.4.9R, which were due to come into force on 31 December 2015, are revoked.
Financial Conduct Authority (FCA) (News)
The Fees manual (FEES) is amended by the Board of the Financial Ombudsman Service in accordance with the Annex to this instrument.
Financial Conduct Authority (FCA) (News)
The Glossary of definitions is amended in accordance with Annex A to this instrument. The Dispute Resolution: Complaints sourcebook (DISP) is amended in accordance with Annexes B and C to this instrument.
Financial Conduct Authority (FCA) (News)
This CA98 Guidance describes how we will exercise our concurrent competition enforcement powers in respect of the prohibitions in Chapter I and Chapter II of the Competition Act 1998 (CA98) and/or Articles 101 and 102 of the Treaty on the Functioning of the European Union (TFEU). It sets out the procedures that we will follow in investigating and taking enforcement action against suspected anti-competitive agreements and abuses of a dominant position in relation to participation in payment systems in the UK. This guidance has been issued under section 52 CA98..
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