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Financial Conduct Authority (FCA)

Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The Independent Project Board responsible for overseeing the audit of charges and benefits in legacy defined contribution workplace pension schemes has issued its final report...
Financial Conduct Authority (FCA) (News)
The FCA has considered the Complaints Commissioner’s Final Decision on complaint FSA01569...
Financial Conduct Authority (FCA) (News)
The FCA has announced that debt management firm Harrington Brooks will voluntarily pay over £185,000 in redress to over 4,500 customers after communications from the firm to creditors on customers’ behalf were delayed...
Financial Conduct Authority (FCA) (News)
Regulation round-up is FCA's monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in...
Financial Conduct Authority (FCA) (News)
The FCA notifies that it temporarily prohibits short selling in the following instrument under Articles 23(1) and 26(4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of threshold conditions in the investment and home finance sector...
Financial Conduct Authority (FCA) (News)
Minutes: FCA Board 06 November 2014 has been published...
Financial Conduct Authority (FCA) (News)
Minutes: FCA Board 17 October 2014 has been published...
Financial Conduct Authority (FCA) (News)
In January 2013, the FCA began a three-cycle thematic review into how firms implemented key changes brought about by the Retail Distribution Review (RDR)...
Financial Conduct Authority (FCA) (News)
The FCA publishes the findings from the first stage of our post-implementation review of the Retail Distribution Review...
Financial Conduct Authority (FCA) (News)
Following the introduction of the Retail Distribution Review on 31 December 2012, in January 2013 we began a three-cycle thematic review into how firms implemented its requirements..
Financial Conduct Authority (FCA) (News)
The first stage of the post-implementation review of the Retail Distribution Review, along with thematic work into the disclosure of ongoing services and charges, has found that financial advisers are offering investors an increasingly professional service tailored to their individual needs..
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without our authorisation...
Financial Conduct Authority (FCA) (News)
The purpose of this document is to set out the results of analysis carried out by Towers Watson into the possible existence and size of an advice gap in the UK retail investments market...
Financial Conduct Authority (FCA) (News)
The FCA expects the full powers necessary to make final rules implementing the Recovery and Resolution Directive (Directive 2014/59/EU) to come into force in early January 2015...
Financial Conduct Authority (FCA) (News)
The FCA has banned Jonathan Paul Burrows from performing any function in relation to any regulated activities for not being fit and proper...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
The FCA expects to confirm new rules implementing new Transparency Directive requirements before the end of 2014...
Financial Conduct Authority (FCA) (News)
In July 2014, the FCA published FCA's confirmed findings from the General Insurance Add-ons Market Study. The report examined how competition is affected by selling general insurance products as an add-on to a primary product...
Financial Conduct Authority (FCA) (News)
The FCA is responsible for making the rules that financial services firms must follow when handling complaints, as well as rules governing the jurisdiction of the Financial Ombudsman Service...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector...
Financial Conduct Authority (FCA) (News)
The FCA is proposing changes to promote competition in the £160 million guaranteed asset protection insurance market, including limiting the point of sale advantage for GAP sales made on the vehicle showroom floor and making it easier for consumers to shop around...
Financial Conduct Authority (FCA) (News)
Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the FCA on changes to the rules on complaint handling and post-sale telephone calls...
Financial Conduct Authority (FCA) (News)
This Handbook Notice introduces the Handbook and other material made by the FCA Board under its legislative powers on 6 and 28 November and 11 December 2014. It also contains information about other publications relating to the Handbook and, if appropriate, lists minor corrections made to previous instruments made by the Board...
Financial Conduct Authority (FCA) (News)
The Supervision manual (SUP) is amended in accordance with Annex A to this instrument. The Consumer Credit sourcebook (CONC) is amended in accordance with Annex B to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, SYSC, APER, GEN, FEES, MIPRU, IPRU(INV), IPRU(FSOC), COBS, ICOBS, MCOB, CASS, MAR, SUP, DEPP, COLL, CONC, FUND and DTR are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, SUP and CASS are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The modules of the FCA Handbook of rules and guidance Glossary, SUP, DEPP and EG are amended in accordance with the Annexes to this instrument...
Financial Conduct Authority (FCA) (News)
The Supervision m anual (SUP) is amended in accordance with the Annex to this instrument...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms registered to carry out financial services activities to try to convince people that they work for a genuine, registered firm...
Financial Conduct Authority (FCA) (News)
The FCA has published the findings of its thematic review into annuity sales practices and the interim findings of a market study into retirement income...
Financial Conduct Authority (FCA) (News)
This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers...
Financial Conduct Authority (FCA) (News)
This interim report presents FCA's provisional findings on how the current market is operating and a series of recommendations to improve the way firms communicate with customers about their options...
Financial Conduct Authority (FCA) (News)
This Occasional Paper covers the rationale for regulation, the costs and benefits of of regulation, and the structure and development of markets in financial services...
Financial Conduct Authority (FCA) (News)
On 8 April 2014 the FCA's Non-Executive Directors appointed Simon Davis of Clifford Chance to conduct an independent inquiry into the handling of the FCA’s announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance...
Financial Conduct Authority (FCA) (News)
Fraudsters are using the details of firms the FCA authorises to try to convince people that they work for a genuine, authorised firm...
Financial Conduct Authority (FCA) (News)
On 8 April 2014 the FCA's Non-Executive Directors appointed Simon Davis of Clifford Chance to conduct an independent inquiry into the handling of the FCA’s announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance...
Financial Conduct Authority (FCA) (News)
Speech by Hannah Nixon, managing director of the Payment Systems Regulator, at the European Payments Regulation Conference, 3 December 2014, London...
Financial Conduct Authority (FCA) (News)
The FCA set out details of how it intends to meet the regulatory challenges ahead following a detailed review of its strategy, priorities and ways of working...
Financial Conduct Authority (FCA) (News)
The FCA is consulting on the changes the FCA proposes to FCA's Handbook to make it simpler for certain mortgage firms to calculate their capital requirements...
Financial Conduct Authority (FCA) (News)
This final notice refers to breaches of PSR related to payment services regulations in the payment services sector...
Financial Conduct Authority (FCA) (News)
Once a quarter, the FCA consults on proposed miscellaneous amendments to FCA's Handbook
Financial Conduct Authority (FCA) (News)
The Enforcement conference on 2 December 2014 focused on our new approach to regulation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been carrying out consumer credit activities in the UK without FCA's permission or authorisation...
Financial Conduct Authority (FCA) (News)
The FCA believes this firm has been providing financial services or products in the UK without FCA's authorisation...
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